Trade Regulations

The financial service industry – regardless of your location or country of origin – faces increasing regulation on an almost constant basis. Knowing what, when, and how to adhere to these regulations is a major undertaking, with threatening penalizations if neglected.

Wilmac’s Financial Compliance Subject Matter Experts have extensive knowledge and understanding of the financial service space, and are available to help you design, select, purchase, service, and support Compliance Recording solutions that will to adhere to necessary regulatory compliance requirements.

Tags: Compliance Dodd-Frank Act Financial Compliance MiFID II